Missing arms
Q: (Jan. 2008) I am a physician currently being sued for not reporting the missing upper limbs of 24 Week fetus. The technologist did not image the upper extremities and did not notice that upper limbs were missing. as a general rule we do not require imaging of upper extremities on routine examination. It is our policy to have technologist only visualize arms, without recording the images. Please let me know you feelings on this case. Is it standard not to have images of upper extremities?
A: Your case is not unique. I know of three other suits related to absent arms or a leg. The AIUM/ACR guidelines do not stipulate that you have to document the presence of all limbs and it can be very difficult to see the down arm when the fetus is lying on its side. The case is defensible if there is no indication for a higher level sonogram such as advanced maternal age, family history of a congenital abnormality or ingestion of a medication that might cause fetal abnormalities. The problem with a visible deformity such as this is that juries are easily swayed by a view of the deformity or (other similar deformities like cleft lip) and jump to the conclusion that the absence of the arms would be obvious in utero and so insurance companies are loathe to let such cases go to trial. Of course most cases do not go to trial and for the most part malpractice suits are settled out of court or dropped. My practice is to require documentation of all limbs even on basic level sonograms. I actually try to get a view that rules out club foot and views that show some of the hands but I don’t spend any time on this if they are very inaccessible and I do not try to count fingers in basic level sonograms. Roger Sanders
Comments on this series of articles on the legal aspect of
ultrasound are welcomed. Comments can be sent to
rsanders@SonoWorld.com
I am still collecting cases for the ultrasound litigation
series. The series only includes cases in which an allegation of poorly or
negligently performed ultrasound is the main issue or is one of the litigation
targets. It does not include cases in which ultrasound is an important
part of the evidence but in which there are no accusations that the ultrasound
was performed poorly. If you are involved in or have information about a
relevant case, please send me a summary that includes the following:
- reason for the suit
- a crude location e.g. Florida
- the defendants specialty e.g. obstetrics
- what is happening in the case, e.g. whether depositions have been taken, settlement talks are occurring or whether the case is going to trial
If you would like to suggest a link that should be added
to the list of links to ultrasound-related legal cases, please forward the URL
to me at the address given above.
SONOWORLD LEGAL ISSUES
-Roger Sanders
Background
This is the first article in a monthly series devoted to malpractice litigation and diagnostic ultrasound. Malpractice litigation has been an interest of mine since 1981 when I was the target of lawsuit related to a missed spina bifida and since that time I have tracked malpractice litigation by surveying practitioners, getting details of cases from expert witnesses and from reviews of settled cases.Information has been obtained about well over 450 cases and I have personally reviewed 170 cases myself (about 50% for the plaintiff and 50% for the defendant; in many of these cases however, ultrasound had been performed but was not the focus of the litigation). In the ensuing months I will discuss the various types of ultrasonic litigation and give some tips on how to avoid this expensive and psychologically debilitating experience. In this first article I will describe what usually occurs in a malpractice case in the USA.
Setting up the lawsuit
Typically a patient is dissatisfied with the results of medical care either because of a poor result (if it is an unrecognized fetal anomaly) or, more often, because another member of the medical community comments that they cannot understand why a medical decision was made or why a poor result occurred. The patient visits a lawyer. As a rule the initial lawyer is not a malpractice specialist; this lawyer sends the patient to a trial lawyer who specializes in plaintiff medico-legal cases. Medical malpractice lawyers usually concentrate only on medical suits and some may be as subspecialized as physicians. A trial lawyer may concentrate on a field as small as missed chromosomal anomalies or litigation involving the liver.
Creating the "complaint"
Each state has it’s own legal system so the pattern varies by state but the initial process is the same throughout the country. The medical records are obtained by court order. Trial lawyers have a stable of doctor friends who review cases. Often these are local doctors who are reluctant to antagonize other members of the local community by testifying against them but are prepared to say whether they think the case has any merit. The case is then sent to an expert witness to see if they concur that substandard care was given. If the expert agrees a “complaint” is developed by the lawyer and signed by the expert witness. The “complaint” details the patient’s history, as seen by the plaintiff lawyer, and states why care was below the standard of care. (Standard of care is defined as what a reasonable and prudent physician would do under the same clinical circumstances). A series of questions are asked of the defendants as part of this exercise such as background qualifications, training, hospital or group policies and procedure manuals, any other malpractice cases etc.
The defendants deposition
Sometime later (usually two or three years after the case took place) in most states the plaintiff lawyer obtains a deposition from the defendant doctor or doctors and the staff involved with the case. (In some states such as New Jersey the depositions of the plaintiff expert witnesses are taken first and in other states such as Pennsylvania no deposition is taken but the expert witnesses prepare statements). Depositions are not to be taken lightly. Deposition material is given under oath and can be quoted in court at a subsequent trial. If a defendant doctor is found to have lied during a deposition when other witnesses testify or other records are obtained it is almost certain the case will be lost. One should prepare well for a deposition and be quite clear about the sequence of events and think about a plausible explanation for the poor result that is on the one hand truthful and accords with standard practice and on the other hand brings out the difficulties of the case. It is wise to give as little information as possible and make ones answers as short as possible. A chance remark can lead the plaintiff lawyer down dangerous byways. Any type of negligence even though quite unconnected with the damage in the case can make a defendant look unsympathetic. For example details of a kickback scheme whereby an obstetrician charged for interpretation of a case even though he never looked at the images and the films were being interpreted as a “second read” by a radiologist for a small fee tainted the defense of one defensible case. Make sure that the memories of others involved with the case such as sonographers, nurses or office staff agrees with your memory. Often nobody can remember the case in which case the best answer is “I don’t remember”, Indeed it is usually better to say, “I don’t remember” if you are uncertain what happened and have only a vague remembrance. Since it usually takes at least two years for a case to get to the deposition stage it is not surprising that often you and your staff have forgotten the patient and what actually happened even though the patients impression of what happened is embedded in their brain.
The expert witness deposition
Next the depositions of the plaintiff expert witnesses are obtained. The expert witness will be asked about his or her qualifications and will then state his or her criticisms of the case and why he or she considers the care given was below the standard of care. (There are no clearly established qualifications for expert witnesses – they do not have to be board certified or practicing in the same specialty however previous testimony in depositions or trials can be used to trap those “professional” expert witnesses who tailor their testimony to the needs of the plaintiff lawyer.)
Settlement talks
At this point settlement talks will probably start. Sometimes the malpractice is so obvious that a settlement is inevitable. Haggling between defendants then begins as to which defendant bears the major responsibility. This haggling may be complicated by the extent of the malpractice insurance coverage with some defendants having coverage of more than a million dollars but others having only a $100000 even though they may be more at fault. Disagreement between defendants about culpability may result in indefensible cases going to trial. Sometimes the case is so trivial and so unlikely to succeed that the question then occurs of whether it is better to settle for a small sum or to go to trial and have the case dismissed. Trials are very expensive since expert witnesses have to be flown in and paid several hundred dollars an hour and the defense Iawyer’s fees are large. (See table 1) The insurance company may well conclude that it is cheaper to settle for a few thousand dollars than to defend a case that is certain to be won in court. About 98% of cases are dropped or settled and it is a tiny minority that proceed to court. (See table 2) Settlement is delayed until the last possible moment so that the money can continue to earn interest. It is common for the settlement to take place days or even hours before the trial occurs.
Net compensation to victims | 45% |
Plaintiffs legal expenses | 21% |
Plaintiffs lost time | 3% |
Defendants legal expenses | 17% |
Court and other expenses | 4% |
Total cases initiated | 800 |
Dropped before tribunal date given | 200 |
Dropped before tribunal | 200 |
Settlement | 320 |
Won by MD at trial | 60 |
Won by plaintiff | 20 |
The trial
At this point settlement talks will probably start. Sometimes the malpractice is so obvious that a settlement is inevitable. Haggling between defendants then begins as to which defendant bears the major responsibility. This haggling may be complicated by the extent of the malpractice insurance coverage with some defendants having coverage of more than a million dollars but others having only a $100000 even though they may be more at fault. Disagreement between defendants about culpability may result in indefensible cases going to trial. Sometimes the case is so trivial and so unlikely to succeed that the question then occurs of whether it is better to settle for a small sum or to go to trial and have the case dismissed. Trials are very expensive since expert witnesses have to be flown in and paid several hundred dollars an hour and the defense Iawyer’s fees are large. (See table 1) The insurance company may well conclude that it is cheaper to settle for a few thousand dollars than to defend a case that is certain to be won in court. About 98% of cases are dropped or settled and it is a tiny minority that proceed to court. (See table 2) Settlement is delayed until the last possible moment so that the money can continue to earn interest. It is common for the settlement to take place days or even hours before the trial occurs.
If the case goes to court the plaintiff presents first. Elaborate artistic renderings of the injuries sustained or the surgical or ultrasonic technique used are produced. Images are blown up to a huge size. The patient is shown in the worst light to elicit jury sympathy; a cute child with a striking deformity perhaps unrelated to the consequence of the alleged malpractice is a very desirable witness for the plaintiff. Expert witnesses battle credentials and opinions although often, since imaging is highly specialized, expert witnesses tend to cancel each other out in the eyes of the jury.
The damages
An important feature of this phase is the contribution of the medical economist who has to calculate damages. He or she calculates the future cost of medical care, loss of earnings, amount to allow for inflation using an estimated life expectancy related to the average life expectancy of individuals of the plaintiff patient’s age. Computed in this fashion the total damages may sound huge – as large as $25-30,000,000 in total for an infant. Typically an annual allowance is made to the patient and insurance companies are prepared to sell a policy covering pay outs of 2-300,000 dollars per year to age 72 for 2 or 3 million dollars in the expectation that the patient will not survive that long.
What the plaintiff lawyer gets
Pay out to the plaintiff lawyer is dependent on whether settlement occurs before the trial or after the trial. Plaintiff lawyers usually get 30% of the award at settlement and 40% of any trial award.
Next month The impact of guidelines on ultrasound litigation.
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Sonoworld - Articles
-Roger Sanders
Until about 15 years ago, ectopic pregnancy was by far the most common cause of
litigation associated with ultrasound. Today, lawsuits related to missed or invented
ectopic pregnancy are less frequent but remain a significant problem for ultrasound
practitioners. A forthcoming article in the Journal of Ultrasound in Medicine will
review experiences with ultrasound-related litigation since 1981. Twelve lawsuits
relating to ectopic pregnancy were reported prior to 1983, nine between 1983 and
1986, 22 between 1986 and 1996, and two additional suits since 1996. In all, a total
of 45 lawsuits relating to ectopic pregnancy have been filed (Sanders 2003 in press
JUM).
Why is the diagnosis of ectopic pregnancy so tricky? Before the use of the vaginal
probe, small ectopic pregnancies often could not be directly visualized and only
secondary signs of ectopic, such as a cul-de-sac bleed and/or adnexal mass, were
detectable. Non-specific findings led to non-specific reports that sometimes failed
to mention ectopic in the list of possibilities. In several instances, even when
the patient had a previous history of ectopic with almost identical symptoms, the
condition was not sought nor was a sonogram performed. In other instances, the sonogram
report failed to mention ectopic pregnancy in the differential diagnosis. Today,
with use of the vaginal probe, ectopic pregnancy is more easily detected and definitively
diagnosed and the number of lawsuits has diminished significantly. However, a number
of pitfalls still exist.
In a landmark paper from the University of San Francisco, Marks, et al., described
a “decidual cast” as a sign of ectopic pregnancy (The decidual cast of ectopic pregnancy:
a confusing ultrasonographic appearance Marks WM, Filly RA, Callen PW & Laing FC
Radiology (1979) 133: 451-4). The term “decidual cast” is misleading because a cast
does not form in the decidua. The entity is better described as a pseudogestational
sac. Although the most common sonographic indication of ectopic pregnancy consists
of blood pooled in the cul-de-sac, in some cases blood from the leaking ectopic
pregnancy moves through the fallopian tube and accumulates in the endometrial cavity.
The endometrial cavity walls are thickened by a decidual reaction to the ectopic
pregnancy and appear somewhat like the walls of a gestational sac. The internal
echoes within the blood in the endometrial cavity may be faint or not detected with
a lower cost system. Often, the shape of the pseudo sac is surprisingly circular.
A pseudogestational sac can be distinguished from a true intrauterine pregnancy
because the “double wall” seen in a normal gestational sac is absent. Several of
the aforementioned lawsuits were generated when a pseudogestational sac was termed
an intrauterine pregnancy (Figure 1).
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“Decidual cast” or pseudosac wrongly reported as normal early pregnancy in an ectopic
pregnancy that subsequently ruptured with loss of the tube on the involved side.
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Since the pseudo sac of ectopic pregnancy was first described in radiology literature,
it took some time for knowledge of this confusing appearance to percolate to the
obstetrical literature. During this period, obstetricians misdiagnosed a number
of these pseudogestational sacs as early intrauterine pregnancies.
Most ectopic pregnancies present at about 5 to 6 weeks when, often, there is no
visible gestational sac in a normal intrauterine pregnancy. Some lawsuits have been
based upon a failure to mention ectopic in the differential when nothing is seen
in the cavity. If the patient has had vaginal bleeding, three possibilities exist:
1) the patient has had a complete spontaneous abortion; 2) there is an
ectopic pregnancy; or less likely, 3) there is a developing intrauterine
pregnancy. On the other hand, if no bleeding has occurred, a late-developing
intrauterine pregnancy is likely. When ectopic pregnancy is not mentioned in the
differential diagnosis, legal problems arise if a rupture with bleeding from an
ectopic occurs later on.
In the absence of free blood in the cul-de-sac, we now know that ectopic pregnancy
can be treated in a conservative fashion without surgery; however, the new alternative
therapy, i.e., oral administration of methotrexate, has led to a number of new lawsuits.
In several instances, obstetricians have acted prematurely by administering methotrexate
before the diagnosis of ectopic pregnancy was ascertained. In two cases, an obstetrician
reviewed the sonogram in the emergency room, thought an ectopic pregnancy was present,
and immediately administered methotrexate. Subsequent review by a radiologist the
following morning correctly reported a viable intrauterine pregnancy. In another
case, when a radiologist definitively diagnosed a cornual pregnancy, methotrexate
was administered. Two days later, a repeat sonogram showed a viable intrauterine
pregnancy in a more normal location. A later laparoscopy showed that a bicornuate
uterus had created this confusing appearance. An eccentric location to the gestational
sac suggestive of a cornual pregnancy is a notoriously confusing situation. Sometimes,
an off-center location with a thin myometrial wall is due to fibroids, or a bicornuate
or subseptate uterus. There are times when this genuinely represents a cornual pregnancy,
but more often, it is related to the degree of bladder filling or a myometrial contraction.
If there is no evidence of symptoms of rupture and no sonographic signs such as
blood in the cul-de-sac, a cautious approach to the treatment of a possible cornual
pregnancy seems advisable. A later sonogram may be more reassuring.
In summary, litigation related to ectopic pregnancy falls into four main categories:
- missed ectopic pregnancy in which a patient has typical symptoms, there is a non-specific
appearance, or ectopic is not mentioned in the differential diagnosis
- confusion between a decidual cast and an intrauterine pregnancy
- early pregnancy dilemmas when the evidence of an intrauterine pregnancy is subtle
and methotrexate is administered to a normal pregnancy
- issues relating to the misdiagnosis of cornual pregnancy.
Free fluid in the adnexa or cul-de-sac is a crucial sonographic sign since it suggests
active bleeding or rupture and rapid surgical treatment is required. For the most
part, ectopic pregnancy is no longer a surgical emergency and decisions on management
can await expert sonographic opinion.
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SonoWorld Legal Issues
-Roger Sanders
Defective diagnosis or management of multiple pregnancy is a relatively common form
of malpractice related to ultrasound. There are 26 examples in my series (Sanders
R, J. Ultrasound Med. In press).
Year of series showing number of multiple pregnancy cases
1983
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1986
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1996
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2003
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7
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8
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7
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4
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Fifteen of these cases occurred before real-time ultrasound was routinely used.
Additional pregnancies could be easily missed when static scanning was the only
form of ultrasound available because the scanning process took 20-30 seconds for
each cross section and the fetus often moved while the scan was taking place. An
additional fetus might be confused with a fetus that had moved. This was especially
common if there was polyhydramnios. Despite the introduction of real-time an occasional
missed twin or triplet continues to be overlooked with todays equipment if
a casual scan is performed without a thorough look at the entire uterine cavity.
This type of miss is almost indefensible and falls into the category of Res
ipsa loquitor literally the thing speaks for itself. In
a normal legal case the plaintiff lawyer must show 1) that the defendant owed a
duty to act reasonable 2) breached that duty by acting unreasonably 3) caused an
injury and 4) that the injury resulted in real and tangible harm. In the case of
a missed twin the injury is so obvious that it would be difficult to contend that
malpractice has not occurred.
Failure to perform ultrasound in a pregnancy that is large for dates
is another common form of litigation related to multiple pregnancy. Large
for dates is a recognized indication for an ultrasound study (1984 NIH ultrasound
consensus conference). The usual malpractice issue with a large for dates
pregnancy is an exceptionally large fetus with subsequent complications at delivery
related to the large fetal size, such as Erbs palsy. Another important reason for
an ultrasound study and cause of malpractice litigation with large for dates
is the unexpected twin. When the presence of a twin or triplet has not been recognized
prior to delivery, the fetus that remains in the uterus is often damaged because
of problems such as a breech delivery with an intracranial bleed or intrauterine
asphyxia.
There have been several cases related to the stuck twin syndrome or
twin-twin transfusion syndrome. These two related entities both result
from a shared placenta with one twin monopolizing the blood supply. They are probably
the most common cause of multiple pregnancy litigation today. The crucial distinction
is between a monochorionic diamniotic pregnancy which requires close follow up to
avoid the complications related to twin-twin transfusion syndrome or stuck twin
syndrome, versus the relatively benign course of a diamniotic dichorionic pregnancy
where the main hazards are prematurity and IUGR. When multiple pregnancy ultrasound
is first found it is therefore very important that one distinguishes between monochorionic
diamniotic pregnancy and dichorionic diamniotic pregnancy. . The easiest time to
diagnose a dichorionic diamniotic pregnancy is during the first trimester when there
is a separate thick-walled gestational sac for each of the pregnancies. This is
however a difficult time to distinguish between a monochorionic diamniotic pregnancy
and a monochorionic monoamniotic pregnancy because the intervening thin membrane
in monochorionic diamniotic twin pregnancy may be very subtle until the second trimester.
In the second and third trimester the distinction between a monochorionic diamniotic
pregnancy and a dichorionic diamniotic pregnancy can be made in four ways. The most
definitive and easiest technique is finding that the twins are of different gender.
If one of the fetuses is a boy and the other a girl a diamniotic dichorionic pregnancy
must be present. A second very helpful sign of a dichorionic diamniotic pregnancy
is the presence of the lambda or twin peak sign. In these
cases a triangular portion of placenta enters the base of the membrane separating
the two sacs at the point where the membrane lies in contact with the placenta.
Although this sign is not infallible its presence almost always means that there
is a dichorionic diamniotic pregnancy. The presence of two placentas usually means
that the pregnancy is dichorionic diamniotic, however, beware of a succenturiate
lobe with a monochorionic diamniotic pregnancy. Often the two placentas lie in contact
with each other so the absence of two placentas does not automatically mean that
the pregnancy is monochorionic diamniotic. The last and most difficult sign relates
to the intervening membrane. In a dichorionic diamniotic pregnancy there are four
components to the membrane since there will be a membrane from each
amniotic sac and from each chorion. In a monochorionic diamniotic pregnancy the
intervening membrane will only have two components - one from each amniotic sac.
When a monochorionic diamniotic pregnancy is discovered follow up should be relatively
frequent between 16 and 32 weeks. Complications related to twin-twin transfusion
syndrome or stuck twin syndrome occur in up to one third of monochorionic diamniotic
pregnancies. A three to four weekly interval between follow up sonograms is recommended.
The standard of care requires that this type of pregnancy be sent to a specialist
in prenatal ultrasound. If there is markedly increased fluid in one cavity and little
or none in the other an acute obstetrical emergency is present. Recognition that
one of the twins is fixed in position, sometimes on the anterior aspect of the amniotic
cavity, is important and easily missed. The amniotic membrane around the stuck twin
is tightly wrapped around it.
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A stuck twin (ST) is adherent to the anterior aspect of the amniotic cavity. The
membrane around the stuck twin cannot be seen because it is shrink-wrapped
around the twin because there is so little fluid. Polyhydramnios is present around
the larger twin, which has some fetal ascites (arrow). Recognition of the presence
of a stuck twin in this case was delayed and led to complications.
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Immediate drainage of large quantities of amniotic fluid (1.5-2.5 liters) from the
larger cavity is required if the fetuses are to be salvaged. There is an 80% mortality
rate without therapy and even with therapy the survival rate is only 50-80%. Litigation
has revolved around failure to refer to a perinatologist, failure to recognize the
danger of the situation, or failure to initiate immediate therapy.
Complications related to multiple pregnancy are a common source of malpractice litigation.
In the past missing an additional pregnancy at a routine ultrasound examination
was the most frequent issue; this problem is unusual today. Some of the management
issues that result in litigation in multiple pregnancy such as prematurity cannot
be diagnosed with ultrasound but sonography is the prime diagnostic tool for complications
related to monochorionic diamniotic pregnancy. The distinction between monochorionic
diamniotic pregnancy, a situation often complicated by fetal ill health, and diamniotic
dichorionic pregnancy is often not reported and can result in serous long-term consequences.
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SonoWorld Legal Issues
Guidelines for the performance of a basic level obstetrical sonogram were first developed in 1984
by the American Institute of ultrasound in medicine (AIUM) at the urging of its
obstetrical section (SOGU). The American College of Radiology (ACR) adopted
identical guidelines in the same year. Guidelines for first trimester sonograms
were part of the document and have never been controversial. The second and
third trimester guidelines have been the subject of much debate and litigation.
These required photographic or videotape documentation of the number of fetuses,
a series of views of the fetus including the standard measurement data views
(the biparietal diameter (BPD), head circumference (HC), abdominal circumference
(AC) and femoral length (FL) and views of the stomach, cord insertion, bladder
and lateral ventricles. Images of the kidney and spine “areas” were suggested
(At that time the resolution on some ultrasound systems was insufficient to see
the kidneys in the early second trimester and seeing the spine adequately was
considered impractical when the fetal position was suboptimal). Documentation of
the uterine configuration, fetal and placental position and amount of amniotic
fluid was also part of the required study. The guidelines were subsequently
updated and in the latest version issued in 1994 requirements to document the
kidneys, spine, the cerebellar/cisterna magna view of the skull and of the
four-chamber view of the heart were added. Notably absent from any of the
guidelines is a requirement to examine the facial structures or the outflow
tracts of the heart. In addition, examination of all limbs and hands and feet
are not required.
At about the same time the American College of Obstetrics and
Gynecology (ACOG) issued a technical report (which despite denials from ACOG
carries the same legal weight as a guideline from other organizations)
recommending examination of the same structures. There is a crucial difference
however; no photographic or videotape documentation is required.
What has been the impact of the guidelines? Since the bulk of obstetrical ultrasound in the
USA is performed by sonographers but reported by physicians these guidelines
have been helpful in establishing a standard ultrasonic series and a standard
reporting framework. For example in a lawsuit related to a little performed area
of medicine such as labial ultrasound where standards do not exist the opinions
of opposing expert witnesses battle to establish the accepted standard of care
in that case. With formalized obstetrical ultrasound guidelines the vagaries of
expert witnesses as to what is standard practice are supplanted by the document.
Let’s look at the benefits of guidelines when litigation occurs. In a case from
my practice an infant was discovered to have no cerebellum at birth. A suit was
initiated. Expert review of the sonogram that I reported at 18 weeks showed a
normal cerebellum so the case was dropped because it had no merit. Presumably a
cerebellar infarct occurred between 18 weeks and term but standard obstetrical
ultrasound documentation had occurred proving there was a normal cerebellum
earlier in the pregnancy. Several cases have been sent to me for review where
hypoplastic left heart syndrome has been found at birth but was not detected in
utero at the 18-20 week sonogram. Review of these sonograms showed a normal
four-chamber view. Since the development of hypoplastic left heart syndrome may
be progressive over the course of pregnancy rather than congenital, a normal
four-chamber view early in the pregnancy is very helpful when defending a missed
hypoplastic left heart syndrome case. (Other examples of conditions that
progress over the course of pregnancy that also may not be detected at the 18-20
weeks exam include hydronephrosis, achondroplasia and duodenal atresia.)
The disadvantage of relatively rigid guidelines stems from those times when
obtaining the required views is impractical. The fetal position may make it
impossible to obtain a satisfactory abdominal circumference for instance. A
suboptimal examination may occur even with the most skilled examiner when there
is gross obesity or a tantalum mesh over a ventral hernia. In these situations
the onus is on the reporting physician; he or she needs to comment on the poor
quality of the study and why it is suboptimal. In one case, a missed spina
bifida, the patient was overweight and limited views of the spine were taken;
the study was performed on an emergency basis for abdominal pain in pregnancy.
An abnormal lemon shape to the head was present and a banana sign was subtly
visible on one view. The radiologist settled the case for a substantial sum
because he reported the case as a normal 18 weeks study. If he had commented on
the difficulty performing the study with a clarifying explanation of why he
could not rule out abnormalities the case would have been defensible.
A major discrepancy between the AIUM and ACR guidelines, which require documentation,
and the ACOG guidelines, which do not, means there are different accepted
standards for obstetricians than for radiologists. How does this difference play
out during litigation? Judges and juries tend to presume that in the absence of
documentation the observation was not made. It is hard to defend a case in which
you state in your report that a four-chamber view of the heart is normal
(without a photograph) when at delivery there is hypoplastic left heart disease.
Equally indefensible is a case where you state without images that all four
limbs are present yet at birth both arms are missing; this in fact occurred in a
recent case reported and performed by an obstetrician. Absence of a
documentation requirement makes for a speedy examination and reporting, however
it is difficult to justify a doctor’s signature on the report of a sonographer
on an examination with limited documentation if the doctor never saw the images.
On the other hand there can be an upside to the absence of documentation. A
retrospective review of an 18-week obstetrical case did show evidence of
posterior urethral valves and a suit was successfully brought against the
defending radiologist. Since the condition was not clinically detected until age
2 and might theoretically have worsened over time and not been visible at 18
weeks documented evidence worked against the defendant. It is unlikely that the
case would have been initiated without the abnormalities visible on the prenatal
sonogram. However it is unusual that a retrospective review of a sonogram shows
an anomaly that was missed at the time of the report. More commonly the anomaly
was missed at the time of the study, and cannot be seen in retrospect. This is
often the case because images were below the standard of care. In an ongoing
series of 478 litigation cases related to ultrasound there were 194 missed
diagnoses of which 83 were fetal abnormalities; out of 66 misreported cases
there were only 12 instances in which fetal abnormalities could be recognized in
retrospect. The details of this survey are to be published in the JUM in 2003.
Guidelines for obstetrical ultrasound have been invaluable in standardizing an
examination that could be unrealistically lengthy. Without these guidelines
differing experts could claim different levels of detail as being within the
standard of care. For instance one expert might claim that the details of the
lips and orbits should always be seen when we know in practice that facial views
may not be practical due to fetal position. In no other imaging technique is the
selection of images and the level of detail so much at the discretion of the
operator. Documenting the standard obstetrical ultrasound study, with images
that conform to the guidelines, protects the examiner against possible
litigation. The skill to recognize the presence of abnormalities is the other
essential ingredient. If, through lack of training or experience, the examiner
has not attained full competence then hard-copy pictures can be damaging. People
in this category should not perform unsupervised ultrasound examinations.
You may download the latest version of the AIUM Statements referenced in this
article from the AIUM website here. Alternatively, the URL is http://www.aium.org/provider/standards/standards.asp and you can copy and paste
this into your web browser address bar.
The AIUM web site also provides a wide range of official statements. Selected titles include:
- Official statements on 3D Technology
- Limited Obstetrical Ultrasound
- Providing Images to Patients
- Reimbursable Obstetrical Ultrasound
- Training Guidelines for Physicians
To access the page on the AIUM web site where the statements can be downloaded click here.
Alternatively, the URL is http://www.aium.org/provider/statements/statements.asp
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SonoWorld Legal Issues
Neural tube defects, otherwise known as mylomeningocele or spina bifida, are the fetal malformation that ranks as the most frequent source of litigation related to ultrasound detection of fetal anomalies. There were 26 cases of missed spina bifida (23) or misreported spina bifida (3) in the series that will be published in the journal of ultrasound in medicine and which was accumulated over 22 years (Sanders JUM in press). Indeed a personal legal suit related to a case of missed spina bifida seen in 1978 stimulated my interest in the legal aspects of ultrasound. So far the number of cases of missed spina bifida per year remains stable despite improvement in resolution with new equipment.
The ultrasonic findings related to spina bifida are numerous but relatively subtle. Widening of the spine particularly at the lumbo-sacral area where most spina bifida occur was the first finding described many years ago.
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Figure 1:
Transverse section of a fetus at upper lumbar level showing skin defect (arrow) and widened pedicles of the spine associated with a myeloschisis (note absence of meningocoele).
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In a majority of cases a fluid filled sac, the meningocele is present at the site of the spinal widening.
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Figure 2:
Sagittal section of myelomeningocele. There is a sac containing nerve fibers at L3-5 level (arrow). Some deformity of the vertebra is also visible.
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Sometimes nerve fibers are visible within the meningocele. This finding worsens the prognosis. Cord tethering is a universal feature of spina bifida however this finding is difficult to detect with ultrasound particularly when there is a mylomeningocele. Some subtle spina bifida are difficult to detect by spinal changes alone even when the examiner knows they are present. Fortunately there are cranial signs that are easy to recognize and which are almost, but not always, present.
A banana shaped cerebellum is the most important of the cranial findings since it is always present when cranial changes are visible and is an early sign that is often seen before secondary hydrocephalus has developed. Even more sensitive as a sign of the cord tethering that goes with spina bifida is absence of the cisterna magna
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Figure 3a & b:
Fig 3a and b Two cranial views of Arnold Chiari malformation. The upper view shows a markedly lemon shaped skull and a banana shaped cerebellum (arrow). Note the absence of the cisterna magna. The lower view shows a lemon shaped skull and mildly enlarged lateral ventricles with the choroid showing the dangling choroid sign.
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A lemon shaped skull is a less important sign which is easy to recognize but may occur occasionally as a normal variant rather than as an indication of a spinal anomaly. Ventriculomegaly is an important finding since it worsens the prognosis but, as mentioned already, may not be present.
The level of the spina bifida has to be measured since the severity of the condition is strongly related to the spina bifida level. The higher the level the less likely it is that the child will walk. The presence of an immobile leg and clubfoot worsens the prognosis. When the leg is immobile in utero movement after birth has not been seen; leg movement in utero, however, does not necessarily predict good leg movement after birth.
Why is missed spina bifida such a common cause of litigation? From a trial lawyers perspective spina bifida is an ideal condition. Children with spina bifida are permanently disabled. Usually women will terminate the pregnancy if spina bifida is discovered. Any child with spina bifida will inevitably undergo numerous operations. (Pediatric surgeons cover the defect with skin a few hours after birth. Neurosurgeons perform one or often more shunt procedures for hydrocephalus. Urologists treat reflux, incontinence and repeated urinary tract infections. Orthopedic surgeons operate on the legs to improve walking skills.) The standard of care is that this is a detectable condition with ultrasound in utero unlike more questionable entities such as heart defects. Economic awards for long-term custodial care, medical care and loss of earnings are huge. It is not uncommon to see awards of 25 million dollars for missed spina bifida. No wonder trial lawyers love this condition the one third of the award that they get for a missed spina bifida is often about a million dollars. (As mentioned in other articles in this series malpractice insurance companies purchase an insurance policy which costs about 2-3 million to cover annual awards to the plaintiff until age 72 expecting that the child will not survive that long and the trial lawyer gets 33-40% of this depending on whether a trial occurs).
By far the commonest situation is that an ultrasound examination is performed at an appropriate gestational age (16-23 weeks) and is reported as normal yet a mylomeningocele is found at birth. On a few occasions review of the sonogram shows a normal cerebellum and head shape with less than ideal views of the spine due to obesity or oligohydramnios. (In one instance the entire study reviewed by the radiologist appeared normal yet a videotape performed by the sonographer and given to the patient showed an obvious spina bifida). More often the crucial view that shows the cerebellum (and nuchal thickening) is missing and there are only limited views of the spine.
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Figure 4
This was the best view of the skull obtained from a case of spina bifida. The patient presented with abdominal pain at 16 weeks and only limited views of the pregnancy were obtained. The sonographer commented on the limited quality of the study but the radiologist reported the sonogram as normal. No other sonogram was performed until 33 weeks when a large spina bifida at T12 was found and there was hydrocephalus. Note the lemon shape to the skull and the absence of internal cranial structure so one cannot tell if there is a banana shaped cerebellum or an absent cisterna magna.
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Figure 5
Same case as figure 4. This view shows the entire spine, which is markedly shortened and has an abnormal appearance in the distal portion where there are vertebral deformities. At the point where the spine ends there was a high myelomeningocele.
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In a few cases retrospective review of the sonogram shows abnormalities not reported at the time of the study. In one case there was a lemon shape to the skull
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Figure 6
Same case as figure 4. This view shows the entire spine, which is markedly shortened and has an abnormal appearance in the distal portion where there are vertebral deformities. At the point where the spine ends there was a high myelomeningocele.
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Figure 7
Missed hydrocephalus in a suit related to a spina bifida. This mild degree of Ventriculomegaly with a dangling choroid plexus was not recognized.
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The alphafetaprotein assay is a well-recognized and useful way of detecting an increased risk for spina bifida. 5 suits have occurred when an obstetrician has ordered an alphafetaprotein test, the result has shown an increased risk yet no targeted ultrasound study was performed and a child with spina bifida was born. In a minority of cases the alphafetaprotein test is normal in the presence of spina bifida. An increasing number of women refuse to allow the performance of the alphafetaprotein on the grounds that the test has many false positives. (This is a misinterpretation of the test, which gives a risk, not an all or nothing answer. A risk of one in five is very different from a risk of one in 200.) One must take special care to look for spina bifida when a woman has refused the alphafetaprotein blood test.
A family history of neural crest anomalies in a close relative such as a mother or sister increases the risk of spina bifida to 3-5%. Although I dont know of a suit related to this increased risk it is likely that failure to perform ultrasound or order an alphafetaprotein with a positive family history of a neural crest anomaly would be considered malpractice.
Missing a spina bifida is amongst the most expensive of medical malpractice awards. Whatever the indication for a second trimester obstetrical ultrasound study make sure that adequate views of the cerebellum and lateral ventricles are obtained and comment if you cant get these views. Adequate images of the spine may not be obtained in obese women or when there is too little amniotic fluid. If you cant see the spine make sure you make a comment to that effect in your report so the obstetrician has the option of ordering another study; although it may never be possible to rule out spina bifida in the very obese.
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SonoWorld Legal Issues
The standard obstetrical measurements have been in use since the early 1980s.
The biparietal diameter was described in 1970 (Campbell 1970), the abdominal circumference
in 1975 (Campbell and Wilkin 1975), the head circumference in 1982 (Hadlock et al
1982) and the femur length in 1981 (OBrien and Queenan 1981). Measurements
of the head and abdominal circumferences have become technically easier as automated
ellipse calculation has been incorporated into equipment. Initially there was some
disagreement about the appropriate gestational age or estimated weight for a given
ultrasonic measurement but since 1990 and the work of Hadlock there is now general
agreement about which chart to use and charts based on large series show relatively
minor differences. All systems and charts have standardized on an assumed speed
of sound through tissue of 1540 meters per second. Slight population differences
have been found but the differences are so trivial that they are usually of no clinical
importance; it is now known that Asian fetuses are slightly smaller and that measurement
for males and females are minimally different. Measurements for twins differ so
little from singletons that the same charts can be used.
Although obstetrical measurements are measured every day in every pregnancy in the
same way that they have been used for years litigation related to the misuse or
misestimation of dates or weight remains commonplace. In the series that I have
examined dating from 1981 there have been 24 cases in which the litigation related
to measurements (about 8% of obstetrical ultrasound litigation) (Sanders, in press,
JUM). The frequency with which this type of case is being seen is essentially unchanged
over the years. Many cases hinge on technical errors in the way in which the measurements
are obtained. The abdominal circumference measurement is technically the most difficult
measurement and is the measurement that most often results in litigation because
estimation of fetal weight is so heavily dependant on the abdominal circumference.
In some instances the abdominal circumference is underestimated because the measurement
outline does not include the soft tissues around the trunk. In other cases a more
or less round abdominal circumference was not or could not be obtained and the ellipse
includes amniotic fluid or other tissues around the fetus. In other instances the
measurement was taken at the wrong level or in an oblique fashion.
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Legend. Poorly performed abdominal circumference, which is oblique and at too low
a level since it includes the kidneys (arrow).
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Another unsatisfactory abdominal circumference. A portion of tissue that is not
part of the fetal abdomen was included in the abdominal circumference outline presumably
because of the fetal lie. This suboptimal circumference may be the best that can
be done. If so commenting on the suboptimal level of the view in the report would
prevent litigation.
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Legend.Technically satisfactory abdominal circumference, which was mismeasured.
The markers should outline the outer edge of the soft tissues around the fetal trunk
rather than the outer edge of the fetal liver, as was done here.
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Poorly performed abdominal circumference measurements may result in underestimation
of weight and missing macrosomia or in overestimation of weight and missed IUGR.
It is much less common to see the other measurements biparietal diameter,
head circumference and femur length technically poorly performed but in one recent
case in which three different examiners were involved the femur length was overestimated
by one examiner. Another examiner underestimated the abdominal and head circumferences
and took an oblique biparietal diameter and the third examiner obtained a squashed
unusually shaped abdominal circumference.
It has been known since obstetrical measurement data was first described that the
reliability of dating a pregnancy with ultrasound becomes progressively less accurate
as the pregnancy proceeds and by about 26 28 weeks is of about the same accuracy
as the exceedingly inaccurate technique of measuring the fundal height and is clinically
useless as a dating technique. Providing that earlier ultrasonic measurements have
been made or that accurate conception dates are known ultrasound later in pregnancy
becomes a valuable method estimating fetal weight especially in smaller fetuses.
In larger fetuses the margin of error is wide but this is of much less clinical
importance. (Even so suits for missed macrosomia are commonplace; certainly a properly
performed obstetrical ultrasound study in such cases should indicate that the fetus
is large although weight estimation in the best of hands can be off in a 5000-gram
fetus by as much as an 800-1000 grams).
Although it is well known that late dating with ultrasound is not possible, it is
still commonplace to see reports that baldly state a gestational age at 36 weeks
with no caveat about the inaccuracy of dating at this gestational age. Delivery
of an immature fetus that is actually of 32 weeks gestational age, although measuring
larger, has taken place as a result of such a crude report.
Even more common is failure to reference an earlier obstetrical study and show that
growth has been less than expected since the earlier study even when it was performed
in the same institution. The standard of care requires that reference be made to
an earlier study if one exists. If the study cannot be obtained a statement to this
effect in the report safely covers this problem.
If the first study takes place at a relatively late date and an accurate LMP is
known it is very important that this is entered into the measurement computer accurately.
Several lawsuits relate to putting in a date that was wrong, usually a month off,
making the fetus seem a month older than it actually was. Eventual elective early
delivery led to lung or cranial injuries.
Although there is a difference in the suggested amount of documentation of an obstetrical
ultrasound study, depending on whether you are using the AIUM/ACR guidelines or
the ACOG technical bulletin documentation of obstetrical measurement, data should
always be obtained. In one instance where a recently performed outpatient sonogram
had shown the fetus to be 23 weeks a subsequent undocumented inpatient study suggested
a 25 week gestation and extensive efforts wee made to maintain a very immature fetus
that subsequently had severe brain injury and would probably not have been the subject
of resuscitative measures had the correct gestational age been used.
In sum, misuse of or misestimation of obstetrical measurement data is a common source
of litigation. Problems relate to:
- technically poorly performed measurements resulting in over or underestimation of
fetal weight
- giving a gestational age by ultrasound when the fetus is greater than 28 weeks with
no earlier study or caveat that gestational age estimation at a late date is inaccurate
- failure to compare a set of ultrasound measurement data to an earlier study resulting
in failure to recognize poor or excessive growth
- using the wrong LMP for estimating fetal growth
- absence of obstetrical measurement documentation in cases with a poor outcome.
Campbell S, Ultrasonic fatal cephalometry during the second trimester of pregnancy.
J Obstet Gynecol Br Commonw 77:1057, 1970
Campbell S, Wilkin D: ultrasonic measurement of the fetal abdomen circumference
in the estimation of fetal weight. Br J Obstet Gynecol 82:689, 1975
Hadlock FP , Deter RL, Harrist RB et al Fetal head circumference: Relation to gestational
age AJR 139:367. 1982
OBrien GD, Queenan JT: Growth of the ultrasound fetal femur length during
normal pregnancy. Am J Obstet Gynecol 141:833, 1981
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SonoWorld Legal Issues
Surprisingly few lawsuits have occurred related to the use of ultrasound as a guidance technique for invasive procedures. Almost all the suits that have occurred relate to the use of ultrasound for amniocentesis with subsequent loss of the pregnancy. (However two suits related to funipuncture performed related to transfusions for Rh. disease). The following table shows the number of cases related to amniocentesis in my series of litigation cases (Sanders 2003)
Procedure |
1983 |
1986 |
1996 |
2002 |
Total |
No ultrasound used for amniocentesis guidance |
3 |
3 |
0 |
0 |
6 |
Sonographic guidance poorly performed |
4 |
1 |
2 |
2 |
9 |
Amniocentesis typically occurs for two reasons. Genetic amniocentesis to determine chromosomal status is commonly performed between 14 and 20 weeks and is usually a relatively simple procedure. Amniocentesis to determine fetal lung maturity by measuring the L/S ratio is performed in the third trimester. Amniocentesis late in pregnancy is often more challenging because the amount of amniotic fluid normally diminishes in the third trimester however since amniocentesis for fetal lung maturity is less frequent than genetic amniocentesis fewer suits have occurred related to third trimester amniocentesis.
There has been a
gradual change in the way in which amniocentesis is performed over the
last 25 years. Initially amniocentesis was performed with the bladder
empty low in the midline without any ultrasound guidance. Later a site
with plenty of fluid but no fetal parts was marked using ultrasound and
the amniocentesis was performed in another room. Next the amniocentesis
was performed in the same room as the ultrasound examination after
choosing a site with ultrasound and ultrasound was used to check the site
if the amniocentesis failed. Finally the modern technique in which the
needle path is chosen with ultrasound and the path of the needle is
followed as the needle is inserted with ultrasound was developed. In one
variant on the this technique the operator holds the transducer in one
hand and the needle in the other; in a second version a sonographer holds
the transducer at right angles to the needle while the needle is inserted
vertically by the physician. Both techniques are now standard of care but
the older techniques have become obsolete. For a time amniocentesis was
performed in the radiology department by the obstetrician but a
radiologist or a sonographer working for a radiologist provided the
guidance. Nowadays most amniocenteses are performed in the obstetrical
area by obstetricians sometimes with the aid of sonographers.
About 40 % of the suits in my
series relate to amniocenteses that failed in which there was no
ultrasound guidance. Suits of this type are most unusual these days. The
other 60% of suits are cases in which ultrasound was used for guidance but
in which it was alleged that guidance was improperly used or the
amniocentesis was technically flawed. Complications related to
amniocentesis occur in about 1 in 300 amniocenteses depending on the
series. Fluid leakage per vagina is common but usually of no importance. If fluid leakage results in anhydramnios pulmonary hypoplasia may result. Direct needle puncture of the fetus is usually of little consequence although loss of an eye or a limb has been reported. Premature onset of labor is a relatively common complication, which is of limited importance if the amniocentesis is being performed in the third trimester but is fatal with a genetic amniocentesis. . Finally, infection complicates a small minority of amniocenteses. This is a lethal complication if it occurs following a genetic amniocentesis.
In most instances the husband is present when an amniocentesis is performed and if both husband and patient see unsuccessful passes made with only blood aspirated and the pregnancy is subsequently lost with premature delivery a suit may result. In many instances no image of the needle within the amniotic fluid is available or there is a contradiction between the physician notes on the amniocentesis and the patient’s and her husband’s testimony. Most textbooks recommend that only two amniocentesis passes be made. The definition of a pass is unclear and some physicians leave the needle within the patient but reinsert in a different direction. Sometimes the radiologist notes on the procedure differ from the obstetrical records.
Informed consent for the amniocentesis is often performed in a perfunctory fashion and the patient is barely aware that fatal complications may occur. Suits related to failure to obtain proper informed consent have occurred.
In one suit a patient was sent in for
genetic amniocentesis for twins. Two amniocenteses were performed one in
each amniotic cavity. The fluid was sent to a cytogenetic laboratory. The
courier froze the fluid so it did not grow any cells and the amniocentesis
had to be repeated. When the amniocentesis was performed again a few days
later the fluid in one of the twin sacs was blood stained related to the
earlier amniocentesis. Chorioamnionitis ensued and both pregnancies had to
be terminated. Damages were awarded against the cytogenetics company.
In another suit an
amniocentesis was performed to determine lung function at 39 weeks. Very
little amniotic fluid was present and the fetus was damaged and was
stillborn. There was discrepancy between the testimony of the obstetrician
and the radiologist’s notes. In any event it was alleged that in a
well-dated pregnancy (as this was) amniocentesis was unnecessary for fetal
lung maturity at 39 weeks.
Amniocentesis is the one
guidance procedure performed with the aid of ultrasound that has resulted
in significant litigation. Litigation has occurred following genetic
amniocentesis and third trimester amniocentesis for fetal lung maturity.
Suits have occurred related to failure to obtain informed consent and to
loss of the pregnancy either by premature labor or infection. Physicians
who perform amniocentesis would be well advised to obtain proper informed
consent, to document an image showing the needle in amniotic fluid when
the fluid is removed and to write detailed notes on the procedure.
Amniocentesis in the third trimester can be technically challenging and
should be performed by experienced operators.
Sanders R Changing patterns of ultrasound-related litigation 2003 J Ultrasound Med 22: 1009-1015
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Sonoworld - Biography of Dr Roger C. Sanders
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